Privacy Policy
Our Commitment to You
Hunter Value Capital (“the firm”) is committed to safeguarding the use of personal information of our
Clients (also referred to as “you” and “your”) that we obtain as your Investment Advisor, as described
herein our Privacy Policy (“Policy”). Our relationship with you is our most important asset. We understand
that you have entrusted us with your private information, and we do everything that we can to maintain
that trust. The firm (also referred to as “we”, “our” and “us”) protects the security and confidentiality of
personal information. Additionally, the firm has implemented controls to ensure that such information is
used for proper business purposes in connection with the management or servicing of our relationship
with you. Hunter Value Capital does not sell your non-public personal information to anyone. Nor do we
provide such information to others except for discrete and reasonable business purposes in connection
with the servicing and management of our relationship with you, as discussed below. Details of our
approach to privacy and how your personal non-public information is collected and used is outlined in this
Policy.
What you need to know?
Registered Investment Advisors (“RIAs”) must share some of your personal information in the course of
servicing your account. Federal and State laws give you the right to limit some of this sharing and require
RIAs to disclose how we collect, share, and protect your personal information.
What information do we collect from you?
- Driver’s license number
- Date of birth
- Social security or taxpayer-identification number
- Assets and liabilities
- Name, address and phone number(s)
- Income and expenses
- E-mail address(es)
- Investment activity
- Account information (including other institutions)
- Investment experience and goals
What Information do we collect from other sources?
- Custody, brokerage and advisory agreements
- Account applications and forms
- Other advisory agreements and legal documents
- Investment suitability questionnaires
- Transactional information with us or others
- Additional information needed to service account
How do we protect your information?
To safeguard your personal information from unauthorized access and use, we maintain physical,
procedural and electronic security measures. These include such safeguards as secure passwords,
encrypted file storage and a secure office environment. Our technology vendors provide security and
access control over personal information and have policies over the transmission of data. Our associates
are trained on their responsibilities to protect the Client’s personal information. We require third parties
that assist in providing our services to you to protect the personal information they receive from us.
How do we share your information?
A Registered Investment Advisor Shares Client personal information to implement its services
effectively. In the section below, we list some reasons we may share your personal information.
| Basis for Sharing | Do we share? | Can you limit? |
|---|---|---|
|
Servicing our Clients
We share information with technology vendors and third-party service providers to
manage and support operations and regulatory compliance (such as administrators, brokers, custodians, regulators, credit agencies, consultants and other financial institutions) as necessary to provide agreed-upon services, consistent with applicable law, including but not limited to: processing transactions; general account maintenance; responding to regulators or legal investigations; and credit reporting. |
Yes | No |
|
Marketing Purposes
The firm does not disclose and does not intend to disclose, personal information with
non-affiliated third parties to offer you services. Specific laws may give us the right to share your personal information with financial institutions where you are a customer and where Hunter Value Capital or the client has a formal agreement with the financial institution. We will only share information for purposes of servicing your accounts, not for marketing purposes. |
No | Not Shared |
|
Authorized Users
Your non-public personal information may be disclosed to you and persons that we
believe to be your authorized agent(s) or representative(s). |
Yes | Yes |
|
Information About Former Clients
The firm does not disclose and does not intend to disclose, non- public personal
information to non-affiliated third parties concerning persons who are no longer our Clients. |
No | Not Shared |
Changes to our Privacy Policy
We will send you a copy of this Policy annually for as long as you maintain an ongoing relationship with
us. Periodically we may revise this Policy and will provide you with a revised policy if the changes
materially alter the previous Privacy Policy. We will not, however, revise our Privacy Policy to permit the
sharing of non-public personal information other than as described in this notice unless we first notify you
and provide you with an opportunity to prevent the information sharing.
Any Questions?
You may ask questions or voice any concerns, as well as obtain a copy of our current Privacy Policy by
contacting us at (347) 352-6590 or by email at
[email protected].